In previous discussions of
this topic, most recently in a short article published in Soundings
(Outhwaite, 2000), I have tended to refer to civil society in Europe in an
interrogative mode, using titles such as ‘Is there a civil society in Europe?’
or ‘Towards a European civil society?’. The title I am using today sounds more
positive, but if anything I have become somewhat more tentative about the claims
one can make for the existence of anything one might want to call civil society
at a European level. The existence
of a section called ‘civil society’ on an EU website publicising relevant
conferences (http://www.europa.eu.int/futurum/evpub-en.htm) provides only limited reassurance here.
Two books have had a
particular influence on my thinking. One, which I discovered rather late, is
Michael Billig’s Banal Nationalism (1995); the other is Larry Siedentop’s
Democracy in Europe (2000).
Billig points out the extent to which nation-state categories frame our
social experience and our most basic assumptions. This is not nationalism
in a strong sense, but rather the unthinking adoption of the nation-state frame
of reference. And it is clear, as a lot of the literature on globalisation has
noted, that international or supranational processes are characteristically
experienced at a local (which often means a national) level. In Europe
for example, customs tariffs may be a matter of European-level policy, but they
must all be largely imposed by locally employed staff of member states, for
reasons of convenience and tradition. So the upshot of Billig’s book, I think,
for reflection on European integration, is to suggest that the road slopes
somewhat more steeply uphill than we may sometimes have
thought.
Siedentop’s very different
book points in political-theoretical terms to the need both for serious
constitutional debate and for gradualism in the move towards European
integration. As he puts it in his closing sentences (pp.230-1)
The danger of premature
federalism in Europe – of the rush to political integration which turns
federalism into little more than a mask for a unitary superstate – is that it
could put at risk the complex textures of European
societies…
The attraction of
federalism, properly understood, for Europe is that it should make possible the
survival of different national political cultures and forms of civic spirit. But
that can be the case only if federalism is approached gradually…. Federalism is
the right future for Europe. But Europe is not yet ready for federalism.
European civil society,
then, may come to appear not so much as the fertile soil in which European
institutions can be expected to flourish, as a weak soil threatened by
aggressive over-exploitation and requiring a good deal of nurturing before it
can grow anything but the sickliest of plants.
The concept of civil society
has itself come in for a good deal of critical scrutiny in recent years. First, there has been an
understandable reaction against an inflationary use of the term in the early
nineties, associated with unrealistic expectations about postcommunist
transition. Civil society movements
did not live up to the expectation that they would offer a new, higher form of
democracy in part at least of the postcommunist world; instead, they were
rapidly elbowed out by reconstituted or reinvented political movements and
institutions. In Ferenc Mislevitz’s classic formulation, ‘We dreamed of civil
society and we got NGOs’. Second,
these disappointments, together with others about the fate of western civil
society movements, led to a rethinking of some of the implications of civil
society thinking, pointing critically to its over-moralisation in ‘neat’ models
which exclude anything distasteful and, on the other hand, to possibly illiberal
uses in certain contexts. Robert
Fine has pointed to some of these in a chapter in Fine & Rai (1997). More recently, Graham Pollock (2001),
working in Barcelona, has argued, like Fine, that civil society theory has been
constructed in opposition to a somewhat caricatural negative image of
nationalism and national identity and sometimes acted as an ideological support
to what he calls ‘banal state nationalism’ such as that displayed by much of the
Spanish political class in its backlash against Catalan and Basque
nationalism.
It is easy to retort that
partisans of civil society have rather little to offer in the way of political
murder, war, deportations and genocide compared to champions of the nation or
Volk and the state, but some contemporary uses of civil society theory should
give pause for thought. Despite all
this, however, I continue to think both that we require some concept of civil
society for Tocquevillian-Siedentopian reasons and that civil society politics
in both its Western and Eastern European forms from the 1970s onwards remains
one of our most fruitful political experiences and resources.
Conceptions of civil society
can be roughly divided into broader and narrower understandings of the term;
Pérez-Días (1998) distinguishes between ‘generalists’ and ‘minimalists’. In the
former conception, as for example in Larry Siedentop's book, it is principally
conceived as a form of society,
characterised by, inter alia, individualism, the rule of law, some sort of
public sphere and so forth.
For what is fundamental to
the idea of a civil society? It is that the equality of status attributed by
states to their subjects creates, at least potentially, a sphere of individual
liberty or choice, a private sphere of action (Siedentop, 2000: p.88).
In the latter, narrower understanding of
the term it is presented as a form of associational life independent of the
state and economy, the base of a pyramid, as it were, whose apex is formed by
publicists and social movement activists.
Whereas Pérez-Días favours a broader understanding of the term, Jeff
Alexander has
argued for many years for a more restricted one. My preference is for a weaker version of
Alexander's usage, in which civil society is taken to
mean associational life at a variety of levels, shading off into conceptions of
the public sphere. I would however
be less restrictive than Alexander in that I would include low-level economic
exchanges such as the reciprocal visits by market traders in the framework of
the INTERREG programme, despite the fact that it involves economic activity and
is sponsored by the EU.
However one specifies these
concepts, however, the important point, I think, is that a discussion of
European civil society necessarily hangs between the two poles of questions
about broadly conceived European cultural identities on the one hand and
European-level economic and political institutions and practices on the other.
My approach is therefore something like that advanced by Habermas in 1974 in an
early reflection on the possibilities of social identities not tied to
territorial states and their membership. A collective identity, Habermas argues,
can only be conceived in a reflexive form, in an awareness that one has
opportunities to participate in
processes of communication in which identity formation occurs as a continuous learning process. Such value and norm creating communications… flow out of the ‘base’ into the pores of organisationally structured areas of life. They have a subpolitical character, i.e. they operate below the level of political decision processes, but they indirectly influence the political system because they change the normative framework of political decisions. (Habermas, 1976, p. 116).
I am assuming that, despite
all the vicissitudes of the concept of civil society and of the reality of civil
society politics (cf. Fine & Rai, 1997; Alexander, 1998), one can
meaningfully talk about the existence of civil societies, however embattled, in most if not
all of Europe. Whether there is
also an emergent European civil
society is a further question.
Without overplaying conceptions of identity and pursuing the chimera of a
European Staatsvolk, I think that to
talk of a European civil society does presuppose some minimal version of a
European identity, perhaps a weak or 'thin' cultural identity based on a
particular modulation of modernity.
As Reinhold Viehoff and Rien Segers put it, in the introduction to their
edited collection on this theme, many of the conflicts accompanying the European
integration process have a cultural content, wherever they may formally be
located in institutional structures (Viehoff and Segers (1999), p. 28. At the same time, however, to frame the
question of civil society in this way raises the stakes since, as Klaus Eder
points out in the same collection (p. 149), to start from the premise that there
should be some sort of European identity and to look for ways of adequately
representing it is ‘to turn the logic of collective identity formation on its
head’. Nevertheless, Eder insists,
if it is to be more than an instrumental association of nation-states dressed up
as a 'community’, ‘Europe needs culture in order to found a transnational order
on a consensus’ (pp.152-3) - even if, as he goes on to stress, this may be as
much as anything a consensus on how to handle conflicts.
It is not enough to point to distinctivenesses or commonalities in
cultural or social forms within Europe, nor even to the frequency and intensity
of inter- or transnational interaction. What matters is a more reflexive shaping
and incorporation of these common patterns into some sense of identity. A
European identity might be seen as taking shape in opposition to, on the one
hand, national or subnational identities of a traditional kind and, on the
other, alternative supranational identities such as an Anglo-American
atlanticist identity, a Francophone (or Hispanophone or Lusitanophone) or a
Mediterranean one. A former
supranational candidate, based on the Soviet bloc or ‘socialist community of
nations’ and backed up by the knout of the Brezhnev doctrine, is clearly
eliminated. But none of the others
seems particularly salient either; the structural relations emerging from the
European integration process have probably dealt the coup de grace to these
anyway somewhat factitious identities.
For the core states of the European Union, the euro will probably be a
more powerful integrative force than any of these, though even a currency union
is not necessarily much more of a Heimat than was the German customs union, the
Zollverein.
Despite 'banal nationalistic' residues of the kind noted by Billig, low
levels of migration and intermarriage between the European countries and the
massive presence of national
infrastructures of all kinds, one should not overlook the growing affinities
between inhabitants of the main metropolitan centres in Europe or within some of
the Euroregions. Border
regions like Mosel-Rhine, for example, seem to have a real identity, marked in a
slightly macabre fashion some years ago when after a bad motorway pile-up
casualties were divided between the nearest hospitals, which happened to be in
three different countries. But my
local regional grouping, East Sussex/Seine-Maritime, has more obstacles to
overcome - not least the collapse over a year ago of the direct ferry service,
only now to be restored with the sale of Newhaven port to
Seine-Maritime.
Despite the rise of the
transnational manager, the political classes of Europe remain strikingly
national in their composition. The
German candidate for French political office Daniel Cohn-Bendit, the Czech
former MEP for Italy Jiri Pelikan, or the German-born MP for Birmingham Gisela
Stuart remain isolated exceptions. Even in the supranational EU
institutions, national quotas exist for appointments, including senior positions
such as European commissioner or judge in the European Court. Siedentop's reflections about the need
for a European political class are highly pertinent here; as well as more
Madisons, we need more Dahrendorfs.
Social movements are somewhat less bound by nation-state boundaries,
though for many of course the local nature of their concerns militates against
their Europeanisation, and they may often, for good reasons, adopt a global
rather than European frame of reference.
There is also no genuinely European newspaper, published in the major
languages, and The European has made a poor showing compared to the
Herald Tribune, Financial Times or Economist.
But, to repeat the point with which I began, I take one of the most
important elements in recent theorising about and for civil society to have been
the realisation that it must be conceived not so much in opposition to as in
conjunction with state and other systemic structures, whether or not the term is
extended to include them, and it is to these that I now turn rather more
explicitly. I am offering
therefore one element of a reply to Charles Turner’s critique (in Fine &
Rai, 1997) of Gellner and Habermas for what he sees as their undue economism and
constitutionalism respectively.
There may be good reasons, pace Turner, for focussing not just on
the associational dimension of civil society but on its interaction with other
political and economic (and even military) structures in relation to the
integration process. This is not to
justify the dangerous elitism of much European integration politics, with its
shameless technocratism, its somewhat sinister reference to the acquis
communautaire and its neglect or patronising of the benighted natives, but it
does suggest an open-minded and broad-spectrum approach to Europe-level
activities. A European identity may
emerge from conflicts in agricultural negotiations and the battles against BSE
& foot and mouth disease as well as from more lofty exercises in pursuit of
common values; as Bernhard Giesen has suggested, we should be thinking perhaps
in terms of Simmel’s model of the integrating effects of conflict rather than a
more ambitious conception such as one derived from Durkheimian sociology of
religion (Giesen (1999), in Viehoff and Segers (1999), p. 145). Eder, too, has stressed the importance
of (the management of) dissensus, as much as consensus. A European identity will also be
something highly mediated in the sense of virtual, where the real agents are
likely to remain predominantly drawn from a limited number of social circles; as
Richard Münch (1999, p. 249) puts it, smewhat brutally, ‘the elites of top
managers, experts, political leaders and
intellectuals...)’.
There is of course a further issue here, that of the division between a
broadly geographical and cultural Grosseuropa, stretching from the Atlantic to
at least the Urals and probably the Russian Pacific, and the Kleineuropa made up
of the member states of the EU at any given point in time. I am implacably opposed to the sloppy
equation of ‘Europe’ with the EU, and the concomitant neglect, for the moment at
least, of the ‘other Europe’. On
the other hand it is clear that this distinction is on the way out and that the
integration process within the EU is the leading edge of European integration
conceived more broadly, leaving the non-members as inevitably an outer circle or
set of circles. More broadly, the
EU has become, as Rainer Lepsius puts it,
‘an object which possesses a
normative content and immediately structures behaviour in the menber
states. If the extension of a
European identity presupposes a specific object relation, this has come into
existence with the development of the European Union’ (Lepsius, 1999, in Viehoff
and Segers (1999), p. 202).
We may wish, then, for a
‘people’s Europe’ beyond the glass and print temples of the EU institutions, but
this will have to develop in some sort of relation with them, rather as
communists used to have to define themselves, whether positively or negatively,
in relation to the Soviet Union.
The slogan ‘Yes to Europe, no to Maastricht’ was still of course a contribution to the
Maastricht debate. This puts the
emphasis back again on the EU and its democratic deficit, and here I can simply
associate myself with the position advanced in different ways by Habermas and
Siedentop.
With the collapse of the ‘people’s democracies’, and the eclipse of
revolutionary socialism, the liberal democratic state, like capitalism, has no
obvious practical alternative. If
anything, and despite very important elements of disillusionment or political
alienation (Budge, Newton et al, 1997; Ch.5), it has acquired stronger roots
with the democratisation of everyday life: the growing acceptance, exemplified
in spheres as diverse as media interviews with politicians and child-rearing
practices, that all our decisions and ways of life are in principle open to
questioning. They become in
Habermas's sense ‘post-conventional’. Individualism of this kind may also, as
Richard Münch (1999, pp. 230-1) has suggested, favour the development of a
European identity. The more sovereign and reflexive we are in the construction
of our individual identities, the easier it will be for us to foreground a
European one.[i]
Once again, Europe is
pioneering a mode of governance, this time transnational rather than national,
which gives some practical embodiment to the current extension of democratic
thinking into conceptions of cosmopolitan democracy (Held, 1995). This development is as important, I
believe, as the earlier extension of liberal democracy into social democracy; it
coexists uneasily, however, with communitarian thinking both in social and
political philosophy and in the practice of, for example, Clinton and Blair, and
to some extent Jospin and Schröder.
In the political sphere, Habermas has of course popularised Dolf
Sternberger’s conception of 'constitutional patriotism'
(Verfassungspatriotismus) based not on membership of a particular ethnic or
national community or Volk but on a rational and defensible identification with
a decent constitutional state which may of course be the one whose citizenship
one holds as well as the one in which one lives. But as Habermas has also come to stress,
if the liberal democratic nation-state has few internal enemies, it is
increasingly seen as inappropriate to the contemporary reality of global
processes and challenges as well as to the desire of many citizens for more
local autonomy.
In this postnational
constellation, as Habermas has called it, the progress of European union,
combined as it is with attempts to strengthen regional autonomy under the slogan
of subsidiarity’, becomes a crucial external determinant of the internal
reconfiguration of many European states, notably the UK.[ii]
Larry Siedentop's warning about the possible threat to civil society posed by
the European integration process is clearly to be taken seriously, though I
incline to a slightly more relaxed vision of these dangers. His critique of
over-centralisation is well taken, but centralisation is by definition a part of
the integration process, and not without benefits – especially to inhabitants of
a member state such as the UK which is relatively backward, both economically
and constitutionally. And while it
may be perverse to prefer to be
governed by strangers (p. 22), it is equally odd in the modern world to be
afraid of it. The threat to European civil society comes not so much, I suggest,
from explicit political initiatives such as those by Fischer and, more recently,
Schröder, as from the often more surreptitious efforts of the national
governments of member states to circumvent and undermine the emergent
institutions of Europe. Why do we
need European unity? In part, as I
see it, for the reason Willy Brandt gave for Germany in an explicit
value-choice, that what belongs together should grow together. And finally, if
there is a drift, as Martin Shaw has argued in an important recent book (Shaw,
2001), to something like a global state, it is surely at the European level that
we in Europe have the best chance of getting some measure of democratic control
over it.
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[i] Reflexive identities need not of course be cosmopolitan and weltoffen. In conditions of advanced modernity, I suggest, misunderstanding and prejudice have become reflexive, in the sense that an awareness of the possibility that they may occur, and of ways in which their occurrence might be understood, forms part of the context underlying them. Even the internationalist, cosmopolitan, or European identity can perhaps only be defined by way of opposition. They are localists, parochial, blinkered or xenophobic, borné or borniert: we are cosmopolitan etc, at the cutting edge of the internationalisation or Europeanisation of our disciplines and of their institutional embodiment in our universities. But this universality can produce an intolerance of those who have not universalised themselves sufficiently, and this is an important root of one form at least of reflexive stereotyping. We irritatedly complain that the British or the Germans have dragged their feet or dug their heels in on some issue or other; they have been - well, German, or British, or French. In such contexts, the blame is of course placed on the others. We would never have thought of using such reductionist categories, even half-seriously, if they had not previously othered themselves, in such an inappropriate and irritating manner (cf. Outhwaite, 1995).
[ii] Hilary Wainwright (1994) has
argued for the importance of knowledge in the (inherently
cosmopolitan) activity of new social movements. Building on her analysis, it is possible
to construct a model of cosmopolitan knowledge which has certain similarities
with interdisciplinary knowledge - a kind of savoir sans frontières which social
movements and political activists may find it easier to develop than state-bound
or discipline-bound party politicians or over-professionalised
academics.
William Outhwaite is Professor of Sociology at the School of European Studies of University of Sussex (UK). He is currently working on books on social theory after 1989, contemporary Europe and Germany. He has been a deputy editor of Sociology, editor of Current Sociology, and chair of the International Sociological Association's Publications Committee, and he is an associate editor of the European Journal of Social Theory.